bank
UBS Financial Services
WEEHAWKEN, NJ
CRD: 8174
In PWD coverage since August 20, 2026 · 5 stories
$916BRegulatory AUMSEC Form ADV · Aug 21
12,524EmployeesForm ADV
-40Talent net · 12 months0 in · 40 out
Talent flow · 12 monthsOn the wire →
Net -40 · 0 arrivals · 40 departures
Arrivals
None tracked.
Departures
Advisor
Aug 24 · to FROST INVESTMENT SERVICES
Advisor
Aug 23 · to FROST INVESTMENT SERVICES
Advisor
Aug 23 · to FROST INVESTMENT SERVICES
Advisor
Aug 22 · destination pending
Advisor
Aug 22 · destination pending
Advisor
Aug 22 · destination pending
PWD coverage
Features
FiNet's bank-team raid redraws the independent channel
A $1 billion Truist liftout and a UBS team land at Wells Fargo FiNet in one day, making the broker-dealer the fast exit from the employee channel.