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Monday, October 5, 2026The Morning Brief →Sign in
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LPL Financial

FORT MILL, SC
CRD: 6413
In PWD coverage since September 28, 2026 · 16+ stories
$819BRegulatory AUMSEC Form ADV · Oct 3
41,879EmployeesForm ADV
4Deals on our tracker
+12Talent net · 12 months15 in · 3 out
Regulatory AUM · Aug 16 – Oct 3
Observed recruiting events · 12 monthsOn the wire →
Net +12 · 15 incoming events · 3 outgoing events
Matt Roberts, Kent Voges
Aug 13 · team liftout
Arrivals
HighWater Wealth
Aug 18 · from U.S. Bank
Chris Stockton
Aug 18 · from Edward Jones
McCutchen Wesson Wealth Advisors
Aug 20 · from Edward Jones
Paxel Financial Consulting
Aug 25 · from Cetera
Mariner Advisor Network
Aug 25 · from Mariner Advisor Network
Preferred Financial Group
Aug 25 · from Harbour Investments
Departures
O'Reilly LLC
Aug 19 · to Millenia Investments
Sierra Ridge Advisor Group
Aug 31 · to Cetera
WFA Volare
Sep 11 · to WFA Volare
Deal recordFull tracker →
Sep 21, 26Deal announcedPrivate Advisor Group · Mariner Advisor Network — coverage
Aug 25, 26Deal closedMariner Advisor Network — coverage
Aug 16, 26Deal announcedFINNY AI — coverage
Jul 27, 26Deal announced
PWD coverage
Moves

Merrill hires Morgan Stanley and Wells Fargo teams managing $770 million

The two teams lead a recruiting round that also sent a $180 million LPL pair to Raymond James and an Edward Jones veteran to UBS.
the_wrap · Oct 5Cetera and LPL add teams from Commonwealth and Cambridge on the same day
the_wrap · Oct 5Three advisor teams land at Cetera, LPL and Wells Fargo FiNet
the_wrap · Oct 5Five breakaway teams land on independent platforms; Fitzgerald Financial discloses $185 million
RIA · Oct 5Morningstar survey: 40% of advisors offer private markets as optimism falls
the_wrap · Oct 5FiNet, Cetera, LPL, Kestra and Carson add five multi-adviser teams on Oct. 5
the_tape · Oct 5Cetera, LPL, Kestra, Carson and Wells Fargo lift teams in one day
M&A · Oct 3HB Wealth acquires $700M Texas RIA; Hightower Signature adds Sandy Cove
Moves · Oct 2TradePMR product chief Jon Patullo joins CG Financial as COO and CIO
move · Oct 1Fidelity gives sub-$100 million RIAs until June 2027 to grow or move custody
move · Oct 1Lakewood Wealth's $170 million Ann Arbor team moves from Cambridge to LPL
Moves · Oct 1Cullman/Holt Group, a seven-person UBS team with $1.3 billion, joins Wells Fargo FiNet in Ohio
Moves · Sep 30LPL recruits Lakewood Wealth Management's three advisors from Cambridge
Features · Sep 30BNY Pershing retires Wove, folds it into wealth unit as Fitch lists cash-rate winners
move · Sep 28UBS hires Merrill’s John Pham and Jimmy Yip, a $7.5 million Silicon Valley team
advisor_note · Sep 28Modern Wealth logs six advisor moves and a four-advisor liftout in one day
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