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Monday, October 5, 2026The Morning Brief →Sign in
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U.S. Securities and Exchange Commission

In PWD coverage since September 18, 2026 · 16+ stories
PWD coverage
tokenization

OKXICE venture tells SEC it plans 24/7 tokenized U.S. stock venue

The venue would open with more than 60 U.S.-listed companies, under an SEC exemption that gives issuers 30 days to object and runs five years.
RIA · Oct 3CFP Board sanctions 19 individuals under its Code and Standards
advisor_note · Oct 3Pontera pitches AI trust layer after OpenAI agents probe SEC sites
the_wrap · Oct 1Dune finds equity tokens drive tokenized-asset trading while Treasury funds sit still
regulation · Sep 30SEC notices orders to let CPAs, Series 79 holders buy private offerings
The Close · Sep 29Merrill prices shelf access at up to $1.4 million as Raymond James embeds alternatives
the_wrap · Sep 29Blockchain.com seeks $500 million IPO at $4 billion to $6 billion valuation
portfolio · Sep 28SEC staff reminds funds on private-asset fair value as private credit in registered fund portfolios hits $270 billion
regulation · Sep 25Peirce leaves the SEC as her crypto rulebook is still being written
regulation · Sep 25The SEC's novel-ETF file now holds a four-year loss record
tokenization · Sep 24The tokenized-stock standard will be decided by who owns the register
regulation · Sep 23The bitcoin stockpile bill is a lock, not a purchase program
regulation · Sep 22White House and Treasury hand crypto's rulebook to regulators
regulation · Sep 22a16z asks the SEC to define DEXs out of exchange status
regulation · Sep 21Clarity's defeat hands banks the deposit fight and Dubai a year
the_wrap · Sep 18A five-year experiment built on plumbing, not tokens
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