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Monday, October 5, 2026The Morning Brief →Sign in
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Modern Wealth Management

KANSAS CITY, MO
CRD: 324624
In PWD coverage since September 24, 2026 · 16+ stories
$10.9BRegulatory AUMSEC Form ADV · Oct 3
253EmployeesForm ADV
7Deals on our tracker
Regulatory AUM · Aug 22 – Oct 3
Deal recordFull tracker →
Sep 23, 26Deal announcedAWA Wealth Management · $290M — coverage
Sep 9, 26Deal announcedSanchez Wealth Management Group · $710M — coverage
Sep 9, 26Deal announcedSanchez Wealth Management Group · $710 — coverage
Sep 9, 26Deal announcedSanchez Wealth Management Group · $710M — coverage
Sep 9, 26Deal announcedSanchez Wealth Management Group · $710M — coverage
Aug 30, 26Deal closedSanchez Wealth Management Group · $710M
Apr 29, 25Deal announcedLegacy Wealth Management · $1.2B
PWD coverage
Data

RFG Advisory leads wealth management activity as advisor moves nearly triple deal announcements

RFG Advisory logged 101 events over the 30 days, and independent platforms filled much of the top of the table, with 2,180 advisor moves against 731 deal announcements.
Data · Oct 4Five retirement-focused firms produce 341 market events, more than triple UBS's 97
Data · Oct 3OpenArc Corporate Advisory tops 30-day tally, ahead of UBS
Data · Oct 3Advisor moves hit 2,555 in 30 days, outpacing 336 fund launches
Data · Oct 22,413 advisors changed firms in 30 days; 22 custody relationships changed hands
Data · Sep 30MissionSquare's two arms log 190 advisor moves in one month
M&A · Sep 29Waverly to buy a $1.7B Richmond RIA, its 36th deal since Aspire's 2021 stake
Data · Sep 28Broadridge and LPL fill wealth-platform executive seats as three Schwab executives leave
advisor_note · Sep 28Modern Wealth logs six advisor moves and a four-advisor liftout in one day
the_wrap · Sep 28Frost and LPL recruit UBS and Raymond James advisor teams
the_wrap · Sep 28Tavarez, Barnett & Steen leave UBS for Frost Investment Services
the_tape · Sep 28Frost, LPL, Modern Wealth, Merit and Keen add advisors in late September
Data · Sep 26The recruiting war isn't being fought over custody
Data · Sep 25MissionSquare's 199 events dwarf the industry's 72 new firms
Data · Sep 24Fund launches outnumber new firms four to one, and the industry builds product, not practices
M&A · Sep 24RIA deal currency shifts from AUM to cash and retention
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