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Thursday, August 20, 2026The Morning Brief →Sign in
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FINRA

In PWD coverage since August 18, 2026 · 4 stories
PWD coverage
portfolio

SEC asks FINRA for an accredited-investor exam that tests know-how

An exam-based accreditation path would give advisors a new way to qualify clients for private-market sleeves.
move · Aug 18NASAA cuts retest wait to 60 days after a third failure
practice · Aug 18Finra proposes a ten-day pause on suspicious account moves
Filings · Aug 18FINRA asks SEC to double fraud-hold window to 10 business days
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